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  • Loan Structure, Documentation, Compliance Training: A Comprehensive Approach

    Branch Managers

    Review Basic “business” structure: C Corporations to LLC’s
    Explore the 6 Elements of Loan Structure: Loan Purpose, Sources of Repayment, Adequate Amount, Appropriate Term, Adequate Support, Framework for Monitoring
    Summarize the 4 Elements of Loan Support: Collateral, Guaranties, Business Loan Agreements, Subordination Agreements
    Highlight “commercial” loan documentation issues including promissory notes, security agreements, and guaranties along with the use of the BSA Loan Rating, Collateral Rating, and C&I Borrower Rating Matrixes
    Discuss Loan Pricing and Monitoring Issues
    Review current compliance issues: Equal Credit Opportunity Act (Reg B), Bank Secrecy Act (BSA), Fair Credit Reporting Act (FCRA), Fair Debt Collection Practices Act, and UCC Article 9
    Analyze comprehensive Loan Structure/Documentation/Compliance Case Study

  • IRS Information Reporting: Rules and Forms – 2.5 CRCM Credits

    Bank Legal Counsel Compliance Officer Internal Auditor Senior Management Training Manager Trainer

    The multitude of IRS resources available online, and where to find them (as well as how to read them)
    Taxpayer Identification Numbers – soliciting them, reporting issues, mismatches from the IRS and what to do (includes truncation options)
    Backup withholding – “B” notices: what to do and when
    1099 reporting – its many and various forms, from interest and dividend income, abandoned and foreclosed property, IRA distributions, debt cancellation, and miscellaneous reporting
    1099-C Discharge of Debt rules
    1098s – what amount is reportable here? How about points? What is a qualifying mortgage?
    IRA reporting – 5498s and the 1099-R (including a new requirement)
    Timing requirements for the various forms
    Penalties for noncompliance and failure to file
    Changes in reporting requirements for tax year 2021
    The Foreign Account Tax Compliance Act (FATCA) – what it is and what you have to do about it

  • BSA Year-End Wrap-Up

    Bank Secrecy Act Officer/BSA Specialist Branch Manager Compliance Officer Senior Management Training Manager Trainer

    Updating your risk assessments
    Proposed AML/CFT rules will change risk assessments and pillars for BSA
    Update on new special measures with fentanyl
    Digital currency: What’s new
    OFAC record retention deadlines
    Closing accounts: Steps and procedures
    SAR challenges, advisories, and other news
    Third-party relationships
    Elder financial exploitation risks
    Update on virtual currency kiosk risks
    How the new FAQs reduce SAR burdens

  • Mortgage Lending Compliance Training Program Part 2 – 6 CRCM Credits

    Bank Secrecy Act Officer/BSA Specialist Branch Manager Compliance Officer Senior Management Training Manager Trainer

    Included Self-Paced Courses
    Regulation X (Real Estate Settlement Procedures Act): Delve into the procedures and disclosures required in consumer real estate transactions.

    Flood Insurance Provisions: Learn about the requirements when structures are taken as collateral for mortgage loans, including required flood insurance provisions.

    Appraisal Regulations: Explore the various requirements when real estate is taken as collateral for a loan, including definitions, selection criteria, and program requirements.

    SAFE Act (Secure and Fair Enforcement for Mortgage Licensing Act): Learn about the registration requirements of mortgage originators who are involved in the making of consumer mortgage loans.

  • Nailing Your Job of Head Teller – 2 SHRM-CP Credits

    Branch Manager Deposit Operations Manager/Specialist Human Resources Officer Senior Management Teller Training Manager Trainer

    Managing Time and Interruptions
    Building Rapport with Your Manager
    Using Tools that Enhance Efficiencies and Results
    Making Training Stick
    Giving and Receiving Effective Feedback
    Enhancing Your Managerial Presence
    Creating a Motivating Work Environment
    The Essentials of Effective Team Relationships

  • Featured

    Economic Forecast Forum 2026

    Sheraton Imperial Hotel, 4700 Emperor Blvd, Durham, NC 4700 Empire Blvd., Durham, NC, United States
    Featured Event

    The NC Chamber and the North Carolina Bankers Association proudly present the 24th Annual Economic Forecast Forum, a gathering of our state’s most influential leaders, to discuss how we can […]

  • 2026 Fraud Seminar

    Seminar

    Topics Include: Elder Fraud, Check Fraud, and more! 

    Lunch will be provided.

  • 2026 Spring Compliance Update with Patti Joyner

    Seminar

    This is a virtual event. Topic: Spring Compliance UpdateTime: Apr 18, 2024 09:30 AM Eastern Time (US and Canada)        Every day, until Apr 19, 2024, 2 occurrence(s)  […]

  • 2026 Spring Compliance Update with Patti Joyner

    Seminar

    This is a virtual event. Topic: Spring Compliance UpdateTime: Apr 18, 2024 09:30 AM Eastern Time (US and Canada)        Every day, until Apr 19, 2024, 2 occurrence(s)  […]

  • 2026 NCBA/OBL Annual Convention

    Sea Island, Georgia 100 Cloister Dr, Sea Island, Georgia, United States
    Conference

    The NCBA & OBL invite you to join us at The Cloister, Sea Island, GA for the 2026 NCBA/OBL Annual Convention. We will kick off with a Golf Outing and […]