Bank Legal Counsel

Opening New Accounts – Part 3 (3 Part Series)

Defining Trustee, Personal Representative, and Fiduciary Roles and ResponsibilitiesTIN Compliance for Trust, Minor and Fiduciary Accounts…
Opening New Accounts – Part 2 (3 Part Series)

Business Account DocumentationResolutions – Purpose and Proper Completion Business Taxation Options and Why We Have To…
Opening New Accounts – Part 1 (3 Part Series)

6-Step Account Opening ProcessTIN Compliance Personal Account Ownership Overview Personal/Consumer Account Difficult Scenarios Opening Accounts for…
Security Awareness Training: Best Practices for Keeping Your Employees Engaged

Cyber Threat’s New NormalPeople, Process, and Technology – which is the weakest link? Compliance-based vs. Proactive…
What to Do When a Customer Dies

Documents required upon the death of an individual Actions to be taken on deposit accounts owned…
Bi-Monthly Compliance Briefing – 6 Part Series (2025) (15 CRCM Credits)

A bi-monthly update to help you keep up with changes and deadlines in the compliance area…
The Right of Setoff: What Institutions Need to Know

The legal requirements to create a right of setoff The difference between a contractual right of…
The UCC for Lenders

Overview and UCC definitionsArticle 9 secured transactions Perfection and attachment Rules of priority UCC forms and…