Compliance Officer

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  • Dealing with Appraisals and Valuations: Regulations and Requirements, including Recent Developments – Part 1 (2 Part Series) (5 CRCM Credits)

    Utilizing existing appraisals: Criteria for acceptance
    Appraisal Management Company (AMC) requirements
    Reg. Z valuation rules: When are they applicable?
    Avoiding coercion and undue influence of appraisers
    Reg. Z’s “flipping” rule: Obtaining a second appraisal
    Reg. B rules: Disclosure and copies
    Appraisal bias: What to look for
    The Property Appraisal and Valuation Equity (PAVE) taskforce: Recommendations and future changes

  • Opening New Accounts – Part 2 (3 Part Series)

    Business Account DocumentationResolutions – Purpose and Proper Completion
    Business Taxation Options and Why We Have To Care
    Sole Proprietorships
    General, Limited, Limited Liability, and Limited Liability Limited Partnerships
    Limited Liability Company and Series LLC
    Determining LLC Business and Tax Classification
    Profit and Non-Profit Corporations
    Understanding Sub-Chapter S Corporations (S-Corps)
    Non-Profit Associations, Social Clubs, and Charitable Organizations

  • Opening New Accounts – Part 3 (3 Part Series)

    Defining Trustee, Personal Representative, and Fiduciary Roles and ResponsibilitiesTIN Compliance for Trust, Minor and Fiduciary Accounts
    Proper Account Titling
    Formal vs. Informal Trust Comparison
    Key Questions to Ask When Setting Up Trust Accounts
    Six Pieces of Required Information For all Trust Accounts
    Revocable vs. Irrevocable Trust Accounts
    Payable on Death (POD)
    As Trustee For, In Trust For, Totten Trusts
    Minor Accounts

  • Fair Lending Workshop for Community Banks (2.5 CRCM Credits)

    This workshop will be advantageous to anyone with hands-on responsibilities for Fair Lending and/or Community Reinvestment Act compliance as well as those handling loan adverse actions and loan exceptions. This can include loan officers, loan processors responsible for denials and/or second review, compliance officers, and auditors.

  • 2025 Call Report Preparation: 2 Day Streaming – Part 1 (12 CPE Credits)

    Preparer, Reviewer, or Signer: Perfect for all experience levels
    Loan Officers and Assistants: Gain a deeper understanding of proper loan coding and reporting
    Call Report Teams: Stay updated on critical changes to ensure your team is aligned and compliant. Regulators recommend annual training – this is your chance to check that box and gain practical tools you’ll use every quarter

  • 2025 Call Report Preparation: 2 Day Streaming – Part 2 (12 CPE Credits)

    Preparer, Reviewer, or Signer: Perfect for all experience levels
    Loan Officers and Assistants: Gain a deeper understanding of proper loan coding and reporting
    Call Report Teams: Stay updated on critical changes to ensure your team is aligned and compliant. Regulators recommend annual training – this is your chance to check that box and gain practical tools you’ll use every quarter

  • Understanding Commercial Loan Documents

    This course is ideal for lenders, loan assistants, loan operations personnel, credit analysts, and personnel involved in loan review, internal audit, and compliance.

  • The Rules and Regulations Governing ACH Transactions (1.8 AAP Credits)

    This webinar is ideal for ACH operations professionals, compliance officers, risk managers, and anyone responsible for ensuring the proper execution of ACH transactions. By the end of this session, you will have a grasp of the rules and regulations that govern ACH transactions and be well-prepared to apply them effectively in your organization.

  • Bi-Monthly Compliance Briefing – April 2025 (2.5 CRCM Credits)

    Anyone in the institution having compliance responsibilities – when you think about this, it could be just about anyone in the institution. This may include members of senior management, operations personnel, lending personnel, underwriters, customer service representatives, back-room personnel, and of course compliance officers, auditors, and attorneys, and anyone else in the institution that might benefit from this valuable information.