Compliance Officer

Name: CDD and EDD Part 2: High Risk Customers – Establishing and Changing Risk Ratings
Start: 2025-04-24T00:00:00-04:00
End: 2025-04-24T00:00:00-04:00

February 2025
February 27 @ 12:00 am

Dealing with Appraisals and Valuations: Regulations and Requirements, including Recent Developments – Part 1 (2 Part Series) (5 CRCM Credits)

Utilizing existing appraisals: Criteria for acceptance
Appraisal Management Company (AMC) requirements
Reg. Z valuation rules: When are they applicable?
Avoiding coercion and undue influence of appraisers
Reg. Z’s “flipping” rule: Obtaining a second appraisal
Reg. B rules: Disclosure and copies
Appraisal bias: What to look for
The Property Appraisal and Valuation Equity (PAVE) taskforce: Recommendations and future changes
February 27 @ 12:00 am

Opening New Accounts – Part 2 (3 Part Series)

Business Account DocumentationResolutions – Purpose and Proper Completion
Business Taxation Options and Why We Have To Care
Sole Proprietorships
General, Limited, Limited Liability, and Limited Liability Limited Partnerships
Limited Liability Company and Series LLC
Determining LLC Business and Tax Classification
Profit and Non-Profit Corporations
Understanding Sub-Chapter S Corporations (S-Corps)
Non-Profit Associations, Social Clubs, and Charitable Organizations
February 28 @ 12:00 am

Opening New Accounts – Part 3 (3 Part Series)

Defining Trustee, Personal Representative, and Fiduciary Roles and ResponsibilitiesTIN Compliance for Trust, Minor and Fiduciary Accounts
Proper Account Titling
Formal vs. Informal Trust Comparison
Key Questions to Ask When Setting Up Trust Accounts
Six Pieces of Required Information For all Trust Accounts
Revocable vs. Irrevocable Trust Accounts
Payable on Death (POD)
As Trustee For, In Trust For, Totten Trusts
Minor Accounts
March 2025
March 3 @ 12:00 am

Characteristics of Strong Risk Assessments and Tools to Monitor and Report Results

This informative session is designed for risk managers/leaders, chief risk officers, compliance officers, internal auditors, chief operating officers, chief credit officers, and the entire risk management team.
April 2025
April 2 @ 12:00 am

Fair Lending Workshop for Community Banks (2.5 CRCM Credits)

This workshop will be advantageous to anyone with hands-on responsibilities for Fair Lending and/or Community Reinvestment Act compliance as well as those handling loan adverse actions and loan exceptions. This can include loan officers, loan processors responsible for denials and/or second review, compliance officers, and auditors.
April 2 @ 12:00 am

Safe Deposit Boxes: Opening, Managing, and Avoiding Potential Legal Issues

This session is ideal for new accounts staff, branch managers, compliance officers, and anyone that uses safe deposit boxes.
April 3 @ 12:00 am

2025 Call Report Preparation: 2 Day Streaming – Part 1 (12 CPE Credits)

Preparer, Reviewer, or Signer: Perfect for all experience levels
Loan Officers and Assistants: Gain a deeper understanding of proper loan coding and reporting
Call Report Teams: Stay updated on critical changes to ensure your team is aligned and compliant. Regulators recommend annual training – this is your chance to check that box and gain practical tools you’ll use every quarter
April 3 @ 12:00 am

Mastering the Art of Financial Storytelling: Best Practices for Visualizing Data (1 CPE Credit)

This session is ideal for employees from financial institutions who are involved in CECL processes. ARCSys Technologies, LLC DBA assures that the program content and program level for this course are appropriate for the intended participants.
April 4 @ 12:00 am

2025 Call Report Preparation: 2 Day Streaming – Part 2 (12 CPE Credits)

Preparer, Reviewer, or Signer: Perfect for all experience levels
Loan Officers and Assistants: Gain a deeper understanding of proper loan coding and reporting
Call Report Teams: Stay updated on critical changes to ensure your team is aligned and compliant. Regulators recommend annual training – this is your chance to check that box and gain practical tools you’ll use every quarter
April 4 @ 12:00 am

Alert! FDIC Official Signs and Advertising Requirements – May 1st Deadline (2.5 CRCM Credits)

Compliance, operations, marketing, training, and branch management personnel will all benefit from this session.
April 7 @ 12:00 am

Understanding Commercial Loan Documents

This course is ideal for lenders, loan assistants, loan operations personnel, credit analysts, and personnel involved in loan review, internal audit, and compliance.
April 8 @ 12:00 am

Updating BSA Risk Assessment: National Priorities and Changes

This session is ideal for BSA officers, BSA staff, management, and compliance.
April 9 @ 12:00 am

Compliance Requirements for Branch Managers

This informative session is ideal for branch managers, new accounts personnel, and compliance officers.
April 10 @ 12:00 am

The Rules and Regulations Governing ACH Transactions (1.8 AAP Credits)

This webinar is ideal for ACH operations professionals, compliance officers, risk managers, and anyone responsible for ensuring the proper execution of ACH transactions. By the end of this session, you will have a grasp of the rules and regulations that govern ACH transactions and be well-prepared to apply them effectively in your organization.
April 14 @ 12:00 am

What You Should Know About the Advantages and Pitfalls of Loan Participations

This session is ideal for chief executive officers, chief operating officers, loan committee board members, senior credit and lending officers, commercial loan officers, small business loan officers, loan review personnel, staff accountants, and credit administration personnel.
April 15 @ 12:00 am

CDD and EDD Part 1: Building a Customer Due Diligence Questionnaire

This session is ideal for BSA officers, compliance officers, security officers, marketing, training, branch administration, and new accounts.
April 16 @ 12:00 am

Compliance Management System Essentials (2 CRCM Credits)

This session is ideal for anyone who needs a better understanding of a strong CMS, including new compliance officers, as well as those working in compliance, risk, auditing, and management.
April 17 @ 12:00 am

Bi-Monthly Compliance Briefing – April 2025 (2.5 CRCM Credits)

Anyone in the institution having compliance responsibilities – when you think about this, it could be just about anyone in the institution. This may include members of senior management, operations personnel, lending personnel, underwriters, customer service representatives, back-room personnel, and of course compliance officers, auditors, and attorneys, and anyone else in the institution that might benefit from this valuable information.
April 24 @ 12:00 am

Understanding the Role of the Notary Public

This session is ideal for financial institution legal counsel, managers, supervisors, notaries, and potential new notaries.
April 24 @ 12:00 am

CDD and EDD Part 2: High Risk Customers – Establishing and Changing Risk Ratings

This session is ideal for BSA officers, compliance officers, security officers, marketing, training, branch administration, and new accounts.